The SDDCO Group of CPAs and consultants compiled a detailed checklist for broker-dealers looking to outsource their FINRA required, financial and operational responsibilities. Considerations include industry rules, provider reputation, background access, service models, face time, and fees.
(PRWeb April 09, 2013)
Read the full story at http://www.prweb.com/releases/2013/04brokerdealerfinop/prweb10529949.htm
